THE MINISTRY OF FINANCE
SOCIALIST REPUBLIC OF VIET NAM
Independence - Freedom – Happiness
Hanoi, July 15, 2004
PROMULGATING THE REGULATION ON SECURITIES REGISTRATION, CUSTODY, CLEARING AND SETTLEMENT
THE MINISTER OF FINANCE
Pursuant to the Government's Decree No. 144/2003/ND-CP of November 28, 2003 on securities and securities market;
Pursuant to the Government's Decree No. 77/2003/ND-CP of July 1, 2003 defining the functions, tasks, powers and organizational structure of the Finance Ministry;
At the proposal of the Chairman of the State Securities Commission,
Article 1.- To promulgate together with this Decision the Regulation on securities registration, custody, clearing and settlement.
Article 2.- This Decision takes effect 15 days after its publication in the Official Gazette.
Article 3.- The Chairman of the State Securities Commission, the Securities Trading Centers, custody members and concerned parties shall have to implement this Decision.
FOR THE FINANCE MINISTER
Le Thi Bang Tam
ON SECURITIES REGISTRATION, CUSTODY, CLEARING AND SETTLEMENT
(Promulgated together with the Finance Minister's Decision No. 60/2004/QD-BTC of July 15, 2004)
Article 1.- Scope of regulation
This Regulation prescribes the principles, contents, orders and procedures related to securities registration, custody, clearing and settlement operations.
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